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Course/Module 12/Topic 3 of 4Advanced

Regulatory Landscape & Compliance

Navigate the global regulatory landscape for blockchain and cryptocurrency — understand securities laws, AML/KYC requirements, and compliance frameworks.

45 minBy Priygop TeamLast updated: Feb 2026

Global Regulatory Overview

  • United States: SEC (securities), CFTC (commodities), FinCEN (anti-money laundering). Howey Test determines if a token is a security. Enforcement-first approach
  • European Union: MiCA (Markets in Crypto-Assets) regulation — comprehensive framework for crypto-asset issuers and service providers, effective 2024-2025
  • United Kingdom: FCA regulates crypto for AML/KYC — separate licensing for crypto exchange and custody. Post-Brexit independent framework
  • Singapore: MAS Progressive licensing — Payment Services Act for crypto exchanges. Crypto-friendly but strict on consumer protection
  • India: 30% crypto tax + 1% TDS on transfers — no specific crypto regulation yet but active regulatory discussion
  • UAE/Dubai: VARA (Virtual Assets Regulatory Authority) — comprehensive crypto regulation making Dubai a Web3 hub
  • Japan: FSA-regulated — crypto exchanges need licenses. Consumer protection focused. One of the earliest regulated markets

Compliance Best Practices

  • Token Classification: Determine if your token is a security, utility, or payment token — this determines applicable regulations. Get legal counsel early
  • KYC/AML: Implement Know Your Customer and Anti-Money Laundering procedures for any fiat on/off ramps — use providers like Chainalysis, Elliptic
  • Travel Rule: Crypto transfers above certain thresholds require sender and recipient identification — FATF recommendation, being implemented globally
  • Tax Reporting: Crypto transactions are taxable events in most jurisdictions — capital gains on sales, income tax on mining/staking rewards
  • Privacy vs Compliance: Balance user privacy with regulatory requirements — ZKPs can enable compliance without revealing sensitive data (ZK-KYC)
  • Legal Opinions: Get formal legal opinions on token classification and regulatory compliance before launching — essential for institutional adoption
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